← Back to search
HOERTKORN RICHARD CHARLES
CRD 104649 · SEC 801-8374
1112 SIR FRANCIS DRAKE BLVD., KENTFIELD, CA, 94904-1419, United States
Phone
415-482-8899
Fax
415-482-8811
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$282.5M
Discretionary AUM
$282.5M
Team
2 total employees; 2 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges
Org form
Sole Proprietorship
Filing date
2026-02-09
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 23 | $9.7M |
| High net worth individuals | 51 | $203.5M |
States served
CA
Official SEC filing: View on IAPD