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NEVILLE, RODIE & SHAW INC
CRD 104969 · SEC 801-4148
200 MADISON AVE, NEW YORK, NY, 10016-3903, United States
Phone
212-725-1440
Fax
212-689-8746
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.00B
Discretionary AUM
$1.96B
Team
13 total employees; 6 advisory reps
Clients
—
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-01-07
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 98 | $45.8M |
| High net worth individuals | 222 | $1.76B |
| Pension/profit sharing plans | 8 | $14.7M |
| Charitable organizations | 17 | $140.1M |
| Corporations/business entities | 10 | $40.6M |
States served
VT, CA, CO, DE, GA, LA, MD, MA, MT, NJ, NM, NY, NC, OR, PA, SC, TN, VA, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD