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PETERSON INVESTMENT MANAGEMENT INC

CRD 105634 · SEC 801-15225

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

United States

Registration

— (—)

Source

State registered

Total AUM

$128.1M

Discretionary AUM

$128.1M

Team

2 total employees; 2 advisory reps

Clients

—

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-03-23

Disciplinary history

No

Verify reputation

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  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals25$9.7M
High net worth individuals42$114.5M
Charitable organizations1$3.9M

Official SEC filing: View on IAPD