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ZIMMERMANN ALAN L

CRD 106286 · SEC 801-45566

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

NY, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$209.2M

Discretionary AUM

$209.2M

Team

1 total employees; 1 advisory reps

Clients

0

Fees

Percentage of AUM

Org form

Sole Proprietorship

Filing date

2026-03-17

Disciplinary history

No

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  • SEC IAPD →

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  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)

Client types

TypeClientsAUM
Individuals1$667K
High net worth individuals20$208.6M

States served

NY

Official SEC filing: View on IAPD