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UPRIGHT FINANCIAL CORP
CRD 107303 · SEC 801-38340
NJ, United States
Phone
973-533-1818
Fax
973-743-0800
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$98.0M
Discretionary AUM
$98.0M
Team
4 total employees; 2 advisory reps
Clients
26-50
Fees
Percentage of AUM; Commissions; Performance-based fees; PACKAGE FEE
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Pension consultingEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 19 | $7.7M |
| High net worth individuals | 12 | $38.1M |
| Investment companies | 3 | $31.9M |
| Pooled investment vehicles | 1 | $19.0M |
| Charitable organizations | 1 | $1.2M |
States served
NJ
Official SEC filing: View on IAPD