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CARL MARKS MANAGEMENT COMPANY, LLC
CRD 107695 · SEC 801-41108
Advisory firmLLC
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
900 THIRD AVENUE - 14TH FLOOR, SUITE 1400, NEW YORK, NY, 10022, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$374.5M
Discretionary AUM
$374.5M
Team
8 total employees; 6 advisory reps
Clients
0
Fees
Percentage of AUM; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-26
Disciplinary history
No
Services
Portfolio management (pooled vehicles)
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 4 | $374.5M |
All web addresses on file
Official SEC filing: View on IAPD