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MOREAU INVESTMENT MANAGEMENT CO

CRD 108574 · SEC 801-57296

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

United States

Registration

— (—)

Source

State registered

Total AUM

$61.8M

Discretionary AUM

$61.8M

Team

2 total employees; 1 advisory reps; 47 broker-dealer reps

Clients

—

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-04-22

Disciplinary history

Yes

Verify reputation

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  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)

Client types

TypeClientsAUM
Individuals27$9.3M
High net worth individuals20$52.5M

Official SEC filing: View on IAPD