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AWM INVESTMENT COMPANY INC

CRD 110346 · SEC 801-40415

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

SPECIAL SITUATIONS FUNDS, 527 MADISON AVENUE, SUITE 2600, NEW YORK, NY, 10022, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.32B

Discretionary AUM

$1.32B

Team

14 total employees; 8 advisory reps

Clients

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-03-31

Disciplinary history

No

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  • SEC IAPD

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  • FINRA BrokerCheck

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Services

Portfolio management (pooled vehicles)

Client types

TypeClientsAUM
Pooled investment vehicles8$1.32B

Official SEC filing: View on IAPD