← Back to searchVisit website
FINANCIAL MANAGEMENT NETWORK INC
CRD 110454 · SEC 801-40473
26041 ACERO, MISSION VIEJO, CA, 92691, United States
Phone
949-455-0300
Fax
949-716-7413
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.14B
Discretionary AUM
$1.56B
Team
50 total employees; 21 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees; QUARTERLY FEES
Org form
Corporation
Filing date
2025-12-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 919 | $260.8M |
| High net worth individuals | 460 | $1.26B |
| Pension/profit sharing plans | 131 | $598.5M |
| Insurance companies | 7 | $14.9M |
| Corporations/business entities | 11 | $6.2M |
States served
VT, AZ, CA, CO, ID, KS, LA, MN, NV, NM, NY, NC, OH, OR, SC, TN, UT, VA, WA, TX, HI, FL
All web addresses on file
Official SEC filing: View on IAPD