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FINANCIAL HORIZONS, INC.
CRD 110741 · SEC 801-10905
Corporate platformCorporation
Large incorporated asset manager or corporate group — typically not a local adviser team.
CA, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$190.0M
Discretionary AUM
$190.0M
Team
1 total employees; 1 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
No
Services
Portfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 11 | $149.4M |
| Pension/profit sharing plans | 2 | $40.6M |
States served
CA
Official SEC filing: View on IAPD