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ROMAIN WALSH CLEROU PROFESSIONAL INVESTMENT MGMT

CLEROU ROMAIN PIERRE WALSH

CRD 111081 · SEC 801-117755

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

CA, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$218.9M

Discretionary AUM

$218.9M

Team

1 total employees; 1 advisory reps

Clients

—

Fees

Percentage of AUM

Org form

Sole Proprietorship

Filing date

2026-03-09

Disciplinary history

No

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  • SEC IAPD →

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  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)

Client types

TypeClientsAUM
Individuals9$1.7M
High net worth individuals33$217.2M

States served

CA

Official SEC filing: View on IAPD