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LEGACY CAPITAL GROUP CALIFORNIA, INC.
CRD 111436 · SEC 801-69566
459 MONTEREY AVENUE, SUITE 100, LOS GATOS, CA, 95030, United States
Phone
408-399-6330
Fax
408-399-6333
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$535.7M
Discretionary AUM
$535.7M
Team
17 total employees; 3 advisory reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees; Commissions; REFERRAL FEES
Org form
Corporation
Filing date
2026-04-22
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 155 | $204.5M |
| Pooled investment vehicles | 3 | $11.6M |
| Pension/profit sharing plans | 30 | $79.4M |
| Charitable organizations | 17 | $37.4M |
| Corporations/business entities | 26 | $203.0M |
States served
AZ, AR, CA, CO, IN, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD