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FRANK K. SWYDEN ASSET MNGT INC

CRD 112396 · SEC 801-56029

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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United States

Registration

— (—)

Source

State registered

Total AUM

$52.5M

Discretionary AUM

$52.5M

Team

1 total employees; 1 advisory reps; 3 broker-dealer reps

Clients

0

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-06-08

Disciplinary history

No

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  • SEC IAPD

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Services

Portfolio management (individuals)

Client types

TypeClientsAUM
Individuals33$9.9M
High net worth individuals14$42.7M

All web addresses on file

Official SEC filing: View on IAPD