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STERLING ASSET MANAGEMENT CO INC

CRD 112825 · SEC 801-38321

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

NY, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$87.0M

Discretionary AUM

$87.0M

Team

1 total employees; 1 advisory reps

Clients

0

Fees

Percentage of AUM; Fixed fees

Org form

Corporation

Filing date

2026-02-24

Disciplinary history

No

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  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)

Client types

TypeClientsAUM
Individuals13$4.5M
High net worth individuals30$82.5M

States served

NY

Official SEC filing: View on IAPD