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ASL FINANCIAL, LLC
CRD 115479 · SEC 801-121203
987 UNIVERSITY AVENUE, SUITE 8, LOS GATOS, CA, 95032, United States
Phone
408.283.7256
Fax
408.624.4584
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$186.7M
Discretionary AUM
$178.9M
Team
1 total employees; 1 advisory reps; 30 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-01-05
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)CONSULTING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 66 | $30.9M |
| High net worth individuals | 110 | $125.0M |
| Pension/profit sharing plans | 14 | $30.8M |
States served
CA, TX
Official SEC filing: View on IAPD