Falists
← Back to search

WILLIS SECURITIES, INC.

GALLAGHER SECURITIES INC.

CRD 116605

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

250 PARK AVENUE, 5TH FLOOR, NEW YORK, NY, 10177, United States

Registration

— (—)

Source

State registered

Total AUM

Discretionary AUM

Team

2 total employees; 2 advisory reps

Clients

0

Fees

COLLECTING FEES FROM RIAS FOR RISK MGT, BENEFIT ANALYSIS, ETC

Org form

Corporation

Filing date

2022-02-22

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

SEE SCHEDULE D - MISC.

Official SEC filing: View on IAPD