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CAPSTONE INVESTMENT FINANCIAL GROUP, LLC
CRD 122575 · SEC 801-67699
115 WEST SALORI COURT, WEBSTER, NY, 14580, United States
Phone
719-477-9883
Fax
719-477-1045
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$174.6M
Discretionary AUM
$170.1M
Team
6 total employees; 3 advisory reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-02-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 357 | $90.8M |
| High net worth individuals | 30 | $79.0M |
| Pooled investment vehicles | 1 | $3.4M |
| Charitable organizations | 4 | $1.4M |
States served
CA, CO, NJ, NY, NC, TX, FL
All web addresses on file
Official SEC filing: View on IAPD