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PHASE III ADVISORY SERVICES, LTD
CRD 122959 · SEC 801-63806
1110 W. LAKE COOK RD, SUITE 265, BUFFALO GROVE, IL, 60089, United States
Phone
847-520-5545
Fax
847-773-0054
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$210.9M
Discretionary AUM
$157.7M
Team
3 total employees; 3 advisory reps; 5 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-04-28
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 414 | $86.8M |
| High net worth individuals | 69 | $124.1M |
States served
CA, GA, IL, IN, MI, NC, WI, TX, FL
All web addresses on file
Official SEC filing: View on IAPD