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CARTER CAPITAL MANAGEMENT

CARTER, DAVID HENRY

CRD 123069

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

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United States

Registration

— (—)

Source

State registered

Total AUM

$73.0M

Discretionary AUM

$61.8M

Team

1 total employees; 1 advisory reps; 36 broker-dealer reps

Clients

26-50

Fees

Percentage of AUM; Fixed fees

Org form

Sole Proprietorship

Filing date

2026-03-05

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting

Client types

TypeClientsAUM
Individuals8$1.3M
High net worth individuals28$71.6M

All web addresses on file

Official SEC filing: View on IAPD