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PERSONAL FINANCIAL MANAGEMENT, INC.

CRD 123874

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

United States

Registration

— (—)

Source

State registered

Total AUM

$31.0M

Discretionary AUM

$31.0M

Team

1 total employees; 1 advisory reps; 1 broker-dealer reps

Clients

—

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-03-27

Disciplinary history

No

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  • SEC IAPD →

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Services

Portfolio management (individuals)CONSULTING

Client types

TypeClientsAUM
Individuals99$16.3M
High net worth individuals9$14.7M

Official SEC filing: View on IAPD