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PRINCIPIUM INVESTMENTS LLC
CRD 124989 · SEC 801-61768
CA, United States
Phone
(303) 351-5353
Fax
(720) 302-1434
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$225.4M
Discretionary AUM
$225.4M
Team
3 total employees; 2 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 176 | $47.5M |
| High net worth individuals | 51 | $163.1M |
| Pension/profit sharing plans | 5 | $4.0M |
| Charitable organizations | 3 | $1.1M |
| Corporations/business entities | 1 | $9.8M |
States served
CA, CO, IL, MN, NE, NY, OR, TN, TX, FL
All web addresses on file
Official SEC filing: View on IAPD