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SHEA FINANCIAL ADVISORS

SHEA, BRIAN MICHAEL

CRD 125606 · SEC 801-132995

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

CA, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$118.6M

Discretionary AUM

$118.6M

Team

2 total employees; 2 advisory reps; 2 broker-dealer reps

Clients

26-50

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Sole Proprietorship

Filing date

2026-03-23

Disciplinary history

No

Verify reputation

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  • SEC IAPD →

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  • FINRA BrokerCheck →

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Services

Financial planningPortfolio management (individuals)Selection of other advisers

Client types

TypeClientsAUM
Individuals44$16.7M
High net worth individuals33$101.9M

States served

CA, NY, OH, TX, CT, FL

Official SEC filing: View on IAPD