DAIWA ASSET MANAGEMENT (AMERICA) LTD

DAIWA ASSET MANAGEMENT (AMERICA) LTD.

CRD 126191 · SEC 801-72608

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

120 WEST 45TH STREET, 38TH FLOOR, NEW YORK, NY, 10036-4195, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.72B

Discretionary AUM

$1.72B

Team

9 total employees; 7 advisory reps; 15 broker-dealer reps

Clients

—

Fees

Percentage of AUM; FEES RECEIVED FROM SERVICES PROVIDED TO PARENT COMPANY

Org form

Corporation

Filing date

2026-03-20

Disciplinary history

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Services

Portfolio management (pooled vehicles)

Client types

Type	Clients	AUM
Pooled investment vehicles	15	$1.72B

Official SEC filing: View on IAPD