← Back to searchVisit website
PENBROOK MANAGEMENT LLC
CRD 127269 · SEC 801-63460
880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY, 10022, United States
Phone
212-792-6952
Fax
212-350-7201
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$175.4M
Discretionary AUM
$175.4M
Team
4 total employees; 4 advisory reps
Clients
1-10
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-05-28
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 37 | $9.0M |
| High net worth individuals | 37 | $138.5M |
| Pooled investment vehicles | 1 | $9.3M |
| Pension/profit sharing plans | 1 | $4.1M |
| Charitable organizations | 3 | $9.6M |
| Corporations/business entities | 2 | $4.8M |
States served
CA, MA, NJ, NY, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD