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SOUSA FINANCIAL
SOUSA, DAVID JOSEPH
CRD 127785
Advisory firmSole prop
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
United States
Registration
— (—)
Source
State registered
Total AUM
$7.2M
Discretionary AUM
$0
Team
1 total employees; 1 advisory reps
Clients
0
Fees
Percentage of AUM; SHARE IN THIRD PARTY MANAGER FEES
Org form
Sole Proprietorship
Filing date
2025-03-28
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 2 | $1.1M |
| High net worth individuals | 2 | $3.2M |
| Pension/profit sharing plans | 1 | $3.0M |
All web addresses on file
Official SEC filing: View on IAPD