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BARBARA S. GAULT

GAULT, BARBARA STEWART

CRD 128433

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

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United States

Registration

— (—)

Source

State registered

Total AUM

$14.2M

Discretionary AUM

$10.9M

Team

1 total employees; 1 advisory reps

Clients

11-25

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Sole Proprietorship

Filing date

2026-03-30

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals7$3.4M
High net worth individuals6$10.8M

All web addresses on file

Official SEC filing: View on IAPD