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SIERRA FINANCIAL ADVISORY

SIERRA FINANCIAL ADVISORY INCORPORATED

CRD 130934 · SEC 801-117220

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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CA, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$144.9M

Discretionary AUM

$138.6M

Team

2 total employees; 2 advisory reps

Clients

51-100

Fees

Percentage of AUM; Fixed fees; Commissions

Org form

Corporation

Filing date

2026-03-03

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals128$41.4M
High net worth individuals45$96.1M

States served

CA, CO, OR, TX

All web addresses on file

Official SEC filing: View on IAPD