COHEN & COMPANY FINANCIAL MANAGEMENT, LLC
CRD 133171 · SEC 801-63845
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY, 10019, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$237.4M
Discretionary AUM
$105.2M
Team
29 total employees; 5 advisory reps
Clients
—
Fees
Percentage of AUM; Performance-based fees; PORTION OF FOUNDERS SHARE ALLOCATION PURCHASED AT NOMINAL COST
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
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Services
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 5 | $237.4M |
States served
PA
All web addresses on file
Official SEC filing: View on IAPD