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OPPENHEIMER INVESTMENT MANAGEMENT LLC
CRD 133243 · SEC 801-63615
85 BROAD ST, NEW YORK, NY, 10004, United States
Phone
212-667-4156
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$929.4M
Discretionary AUM
$929.4M
Team
8 total employees; 7 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-19
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Pension/profit sharing plans | 2 | $17.3M |
| Charitable organizations | 11 | $72.1M |
| State/municipal entities | 3 | $169.5M |
| Insurance companies | 14 | $359.7M |
| Corporations/business entities | 11 | $44.4M |
States served
AL, CA, DC, GA, IL, IN, MI, NY, PA, FL
All web addresses on file
Official SEC filing: View on IAPD