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PROSPECT FINANCIAL GROUP LLC
CRD 133953 · SEC 801-123732
CA, United States
Phone
(703) 852-9673
Fax
(703) 852-3979
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$204.4M
Discretionary AUM
$204.4M
Team
1 total employees; 1 advisory reps; 1 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 9 | $2.9M |
| High net worth individuals | 39 | $201.5M |
States served
CA, PA, VA, TX
All web addresses on file
Official SEC filing: View on IAPD