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SPARX ASSET MANAGEMENT CO., LTD.
CRD 134747 · SEC 801-64550
Corporate platformCorporation
Large incorporated asset manager or corporate group — typically not a local adviser team.
SHINAGAWA SEASON TERRACE 6TH FLOOR,, 1-2-70,KONAN, MINATO-KU, TOKYO, 108-0075, Japan
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$11.71B
Discretionary AUM
$11.13B
Team
145 total employees; 35 advisory reps
Clients
—
Fees
Percentage of AUM; Performance-based fees
Org form
Corporation
Filing date
2026-06-08
Disciplinary history
No
Services
Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $524.7M |
| Pooled investment vehicles | 69 | $7.60B |
| Pension/profit sharing plans | 15 | $296.0M |
| State/municipal entities | 2 | $2.68B |
| Corporations/business entities | 1 | $22.4M |
All web addresses on file
Official SEC filing: View on IAPD