← Back to searchVisit website
PHOCAS FINANCIAL CORPORATION
CRD 135470 · SEC 801-64317
1080 MARINA VILLAGE PARKWAY, SUITE 520, ALAMEDA, CA, 94501-1001, United States
Phone
510-523-5800
Fax
510-523-5801
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$682.7M
Discretionary AUM
$682.7M
Team
10 total employees; 5 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-05-12
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 18 | $57.3M |
| High net worth individuals | 5 | $4.5M |
| Charitable organizations | 1 | $7.2M |
| State/municipal entities | 11 | $613.5M |
| Corporations/business entities | 1 | $278K |
States served
CA, FL
All web addresses on file
Official SEC filing: View on IAPD