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MODICA FINANCIAL SERVICES
MODICA JR. JOSEPH NICHOLAS
CRD 135583
50 HARBOR POINTE, LEBANON, TN, 37087, United States
Phone
805-712-4044
Fax
800-619-5972
Registration
— (—)
Source
State registered
Total AUM
$3.1M
Discretionary AUM
$0
Team
1 total employees; 1 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges
Org form
Sole Proprietorship
Filing date
2026-02-20
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 12 | $3.1M |
All web addresses on file
Official SEC filing: View on IAPD