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CURTIS FINANCIAL PLANNING
CURTIS FINANCIAL PLANNING, LLC
CRD 136785 · SEC 801-132154
Advisory firmLLC
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
CA, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$163.5M
Discretionary AUM
$163.5M
Team
1 total employees; 1 advisory reps
Clients
51-100
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 10 | $5.5M |
| High net worth individuals | 66 | $158.0M |
States served
CA
All web addresses on file
- HTTP://WWW.CURTISFINANCIALPLANNING.COM
- HTTPS://WWW.LINKEDIN.COM/IN/CATHYCURTIS/
- HTTPS://WWW.FACEBOOK.COM/WOMEN.AND.MONEY/
- HTTPS://WWW.PINTEREST.COM/CATHYCURTIS/
- https://www.instagram.com/rosecathie
- HTTPS://INSTAGRAM.COM/SINGLE.SAVVYWOMEN
- HTTPS://TWITTER.COM/CATHYCURTIS
- https://substack.com/@cathycurtis2
- https://ofindependentmeans.com/
Official SEC filing: View on IAPD