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HEARTWOOD FUNDS

HEARTWOOD FUNDS, LLC

CRD 136940 · SEC 801-66295

Advisory firmLLC

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

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48 WALL STREET, SUITE 1100, NEW YORK, NY, 10005, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$317.6M

Discretionary AUM

$88.9M

Team

2 total employees; 1 advisory reps

Clients

—

Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-03-12

Disciplinary history

No

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Services

Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisers

Client types

TypeClientsAUM
Pooled investment vehicles2$88.9M
Sovereign wealth funds1$228.7M

States served

DE, NY

All web addresses on file

Official SEC filing: View on IAPD