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RAFFA INVESTMENT ADVISERS
RAFFA WEALTH MANAGEMENT LLC
CRD 136971 · SEC 801-67687
CA, United States
Phone
202-955-6734
Fax
202-318-5926
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.70B
Discretionary AUM
$1.51B
Team
9 total employees; 6 advisory reps; 1 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersRETIREMENT INCOME PLANNING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 21 | $10.9M |
| High net worth individuals | 50 | $312.8M |
| Pension/profit sharing plans | 26 | $236.1M |
| Charitable organizations | 153 | $1.13B |
| Corporations/business entities | 2 | $8.0M |
States served
CA, CO, DC, IL, MD, PA, VA, FL
All web addresses on file
Official SEC filing: View on IAPD