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SPURGEON FINANCIAL GROUP
SPURGEON, STEVEN L.
CRD 138174
7825 N. PERSHING AVE., STOCKTON, CA, 95207-1749, United States
Phone
209-474-8134 X23
Fax
209-474-1408
Registration
— (—)
Source
State registered
Total AUM
$37.8M
Discretionary AUM
$0
Team
2 total employees; 1 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Sole Proprietorship
Filing date
2026-02-06
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 320 | $28.3M |
| High net worth individuals | 15 | $9.5M |
| Insurance companies | 3 | $0 |
All web addresses on file
Official SEC filing: View on IAPD