Falists
← Back to search

SYCAMORE ASSET MANAGEMENT, LLC

CRD 140590

Advisory firmLLC

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

Visit website

United States

Registration

— (—)

Source

State registered

Total AUM

$30.3M

Discretionary AUM

$0

Team

1 total employees; 1 advisory reps; 20 broker-dealer reps

Clients

26-50

Fees

Hourly charges; SELECTION OF OTHER ADVISORS

Org form

Limited Liability Company

Filing date

2026-04-02

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau →

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Financial planningSelection of other advisers

Client types

TypeClientsAUM
Individuals42$30.3M

All web addresses on file

Official SEC filing: View on IAPD