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GUINNESS GLOBAL INVESTORS

GUINNESS ASSET MANAGEMENT LIMITED

CRD 140891 · SEC 801-135148

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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18 SMITH SQUARE, LONDON, SW1P 3HZ, United Kingdom

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$11.43B

Discretionary AUM

$11.43B

Team

81 total employees; 35 advisory reps; 1 broker-dealer reps

Clients

0

Fees

Percentage of AUM; Performance-based fees

Org form

Corporation

Filing date

2025-12-14

Disciplinary history

No

Services

Portfolio management (investment companies)Portfolio management (pooled vehicles)

Client types

TypeClientsAUM
Investment companies9$336.6M
Pooled investment vehicles29$11.09B

All web addresses on file

Official SEC filing: View on IAPD