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EMBARCADERO FINANCIAL GROUP
EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLC
CRD 140929 · SEC 801-118400
101 MONTGOMERY STREET, SUITE 1250, SAN FRANCISCO, CA, 94104, United States
Phone
415-391-1200
Fax
415-391-1248
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$169.8M
Discretionary AUM
$167.9M
Team
4 total employees; 2 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees; Commissions
Org form
Limited Liability Company
Filing date
2026-03-11
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 120 | $43.2M |
| High net worth individuals | 39 | $92.5M |
| Pension/profit sharing plans | 7 | $34.0M |
States served
CA
All web addresses on file
Official SEC filing: View on IAPD