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WATERFORD FINANCIAL MANAGEMENT, LLC
CRD 143810
9834 DIXIE HWY., FAIR HAVEN, MI, 48023, United States
Phone
810-354-2055
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$44.0M
Discretionary AUM
$44.0M
Team
1 total employees; 1 advisory reps; 9 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-28
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 39 | $14.6M |
| High net worth individuals | 8 | $29.5M |
All web addresses on file
Official SEC filing: View on IAPD