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EAST ROCK FINANCIAL SERVICES, LLC
CRD 147949 · SEC 801-132755
Advisory firmLLC
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
CA, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$135.8M
Discretionary AUM
$135.8M
Team
4 total employees; 2 advisory reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-02
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 5 | $2.1M |
| High net worth individuals | 34 | $133.7M |
States served
CA
All web addresses on file
Official SEC filing: View on IAPD