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MONEX ASSET MANAGEMENT, INC.
CRD 148123 · SEC 801-120366
440 LOUISIANA STREET, SUITE 1240, HOUSTON, TX, 77002, United States
Phone
713-877-8234
Fax
713-877-8381
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$650.9M
Discretionary AUM
$529.5M
Team
20 total employees; 17 advisory reps
Clients
0
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-05-28
Disciplinary history
Yes
Services
Portfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 155 | $70.9M |
| High net worth individuals | 351 | $261.1M |
| Investment companies | 14 | $80.6M |
| Corporations/business entities | 79 | $236.1M |
States served
CA, TX
All web addresses on file
Official SEC filing: View on IAPD