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FINANCIAL DESIGNS CORPORATION
CRD 14829 · SEC 801-49374
540 W. BASELINE RD, #10, CLAREMONT, CA, 91711-5805, United States
Phone
909-626-1642
Fax
909-626-1529
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$507.9M
Discretionary AUM
$371.2M
Team
6 total employees; 3 advisory reps; 8 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-01-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)ASSET ALLOCATION
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 338 | $159.6M |
| High net worth individuals | 177 | $348.3M |
| Corporations/business entities | 1 | $1K |
States served
AZ, CA, CO, ID, LA, NE, NV, NC, OR, WA, TX, NH
All web addresses on file
Official SEC filing: View on IAPD