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FINANCIAL ELEMENTS, INC
CRD 148557 · SEC 801-132180
1861 HICKS ROAD SUITE D, ROLLING MEADOWS, IL, 60008, United States
Phone
847-496-4179
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$192.6M
Discretionary AUM
$192.6M
Team
2 total employees; 1 advisory reps; 45 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-02-12
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 64 | $40.8M |
| High net worth individuals | 58 | $150.5M |
| Charitable organizations | 2 | $1.3M |
States served
IL, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD