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BAUTIS FINANCIAL, LLC
CRD 148582 · SEC 801-129584
8 HILLSIDE AVE, SUITE LL1, MONTCLAIR, NJ, 07042, United States
Phone
862-205-5800
Fax
862-205-5800
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$197.4M
Discretionary AUM
$197.4M
Team
5 total employees; 2 advisory reps; 5 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 248 | $121.1M |
| High net worth individuals | 27 | $76.3M |
States served
NJ, NY, FL
All web addresses on file
Official SEC filing: View on IAPD