← Back to searchVisit website
BAUGHMAN FINANCIAL GROUP
BAUGHMAN WEALTH ADVISORS INC.
CRD 148649 · SEC 801-69698
7250 REDWOOD BLVD, SUITE 300, NOVATO, CA, 94945, United States
Phone
415-506-4330
Fax
415-506-4330
Registration
— (—)
Source
State registered
Total AUM
$76.4M
Discretionary AUM
$73.4M
Team
1 total employees; 1 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Commissions
Org form
Corporation
Filing date
2026-03-24
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersEducational seminarsCONSULTATIONS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 33 | $18.3M |
| High net worth individuals | 24 | $58.1M |
All web addresses on file
Official SEC filing: View on IAPD