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PROSPETTIVA FINANCIAL
PROSPETTIVA FINANCIAL LLC
CRD 148760 · SEC 801-123729
22 BATTERY STREET, SUITE 426, SAN FRANCISCO, CA, 94111, United States
Phone
415-362-8636
Fax
415-362-8889
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$128.7M
Discretionary AUM
$128.7M
Team
3 total employees; 3 advisory reps
Clients
0
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-17
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 44 | $7.3M |
| High net worth individuals | 250 | $104.2M |
States served
CA, MT
All web addresses on file
Official SEC filing: View on IAPD