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DLK INVESTMENT MANAGEMENT
CRD 149096 · SEC 801-69825
238 NORTH CEDROS AVE, SUITE 200, SOLANA BEACH, CA, 92075, United States
Phone
858.433.3200
Fax
858.433.3201
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$524.0M
Discretionary AUM
$458.7M
Team
5 total employees; 5 advisory reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 402 | $206.7M |
| High net worth individuals | 31 | $108.6M |
| Charitable organizations | 7 | $19.9M |
| Corporations/business entities | 27 | $47.0M |
States served
AZ, CA, CO, LA, NV, NJ, UT, WA, TX
All web addresses on file
Official SEC filing: View on IAPD