← Back to search
BROOMFIELD ADVISORY & MANAGEMENT
BROOMFIELD, THEODORE SAMUEL
CRD 149434
315 MONTGOMERY STREET, SUITE 900, SAN FRANCISCO, CA, 94104, United States
Phone
415-240-3616
Fax
415-757-6163
Registration
— (—)
Source
State registered
Total AUM
—
Discretionary AUM
—
Team
1 total employees; 0 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Subscription fees; Fixed fees; BONUS
Org form
Sole Proprietorship
Filing date
2026-06-08
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersSecurity ratingsRISK MANAGEMENT AND FINANCIAL PLANNING
Official SEC filing: View on IAPD